PANEL- REGULATORY UPDATE: Current Policies and Future Outlook for Investment Funds

A session at 2nd Canadian Funds Summit

  • Ralf Hensel
  • Karen McGuiness
  • Marsha Gerhart
  • Raymond Chan

Tuesday 10th May, 2016

9:15am to 10:00am (EST)

Hear from the top industry regulators and associations on their focus now and in the coming months. Anticipate how your firm should best respond to regulatory changes with insights on:

-Updates on initiatives underway
-Future outlook
-Industry feedback and collaboration

Stay on top of future regulatory changes and their impacts on your business.

About the speakers

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Ralf Hensel

General Counsel, Corporate Secretary and Director of Policy, IFIC

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Karen McGuiness

Senior Vice President, Member Regulation - Compliance, MFDA

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Marsha Gerhart

Vice President, Member Regulation Policy, IIROC

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Raymond Chan

Manager, Investment Funds and Structured Products Branch, ONTARIO SECURITIES COMMISSION

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Time 9:15am10:00am EST

Date Tue 10th May 2016

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